This material has been issued by UBS AG and/or any of its affiliates ("UBS ... This material has been prepared by sales or trading personnel and it is not a product of our Research Department and is ...
The UBS clients alleged that from September 2019 to July 2020 Burish “recommended an unsuitable and risky strategy of selling ...
An arbitration panel found UBS and veteran advisor Andrew Burish responsible for losses from the strategy. UBS will ask a ...
“Trading in syndicate preferred stock is ... again receiving a front-end sales concession.” UBS didn’t have any written procedures or guidance for representatives outlining appropriate ...
UBS Knowledge Network provides high-quality, curated sales and trading views with actionable insights. We seek to address the key questions to support your investment process: What do we think about ...
BNP Paribas SA of France and Switzerland’s UBS Group AG both smashed forecasts for trading revenue in fourth-quarter results on Tuesday, just as Germany’s Deutsche Bank AG did last week.
UBS Group AG said it managed to offset the effect of tougher rules on its trading operations which Switzerland had introduced earlier than other major jurisdictions. Implementing the so-called ...
UBS strategist Joni Teves is breaking her own ... we keep a strict separation between our sales teams and authors to remove any pressure or influence on our analyses and research.
UBS became the latest global bank to benefit from the trading frenzy following Donald Trump’s US presidential election victory, with its investment bank powering UBS to net profits of $770mn in ...
But even if it is resolved in UBS’s favour, the bank still has to prove that it can build on its current position if it wants to extend its already-rich valuation. With shares trading at 1.4 ...
Shares of PayPal Holdings, Inc. PYPL fell sharply in today's pre-market trading following fourth-quarter ... The company reported quarterly sales of $8.366 billion which beat the analyst consensus ...
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